HKVCA Seminar Nov. 16, 2010

Current Regulatory Environment for Practitioners of PIPE Deals

The class will cover the following:-

  • How to structure a PIPE investment in Hong Kong listed companies (whether old or new securities; ordinary or preference shares; convertible securities and/warrants)?
  • Is it possible to obtain minority protection rights in the form of board representation, anti-dilution rights, veto rights, information rights etc.?
  • How to avoid concert party pitfalls and triggering mandatory takeover obligations?
  • Insider dealing and disclosure of interest issues.
  • Other Listing Rule considerations.

Mr Whan will speak to several precedent PIPE transactions that he and the Clifford Chance private equity team has recently advised on.

HKIS Learning Centre
8/F Jardine House, 1 Connaught Place, Central, Hong Kong

Time:3:00 – 5:00 pm

Register Here

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